Sustainable Investment Funds

“To exist as a nation, to prosper as a state, to live as a people, we must have trees.”

― Theodore Roosevelt

What Is SEC Regulation D (Reg D)?

Regulation D (Reg D) is a Securities and Exchange Commission (SEC) regulation governing private placement exemptions. It should not be confused with Federal Reserve Board Regulation D, which limits withdrawals from savings accounts.

 

Reg D offerings are advantageous for accredited investors who seek to diversify into private investments.  

 

The regulation allows capital to be raised through the sale of equity or debt securities without the need to register those securities with the SEC. However, many other state and federal regulatory requirements still apply.